During the IHEA Dual-Sector Network conference, Sukh Sandhu addressed issues and changes in the VET sector.

During the IHEA Dual-Sector Network conference, Sukh Sandhu addressed issues and changes in the VET sector.

A recent conference of IHEA Dual Sector Network recognized ASQA’s effort to change its focus from person-centred to system-oriented auditing.

ASQA was also commended for focusing on continuous improvement and self-assurance rather than solely on compliance. Their website includes many more fact sheets and information related to education and training opportunities, which is really helpful for the entire industry.

In addition, it was mentioned that it will be interesting to see how ASQA works as an assurance body for training packages and supports industry clusters.

There were, however, a number of challenges discussed as well, including:

A clear set of guidelines on what’s expected of RTOs – ASQA needs to ensure that it provides clear guidelines regarding what’s expected of each RTO for each clause and the standard. Hence, we should attempt to remove ambiguities to the best of our ability and focus on quality assurance and students throughout the process.

Greater transparency around each and every clause and requirements:

Regulations and requirements must be transparent around each and every clause. There were a number of examples given, including publishing information related to credit transfers, but the second paragraph mentioning best practices that RTOs can follow is very confusing for the industry as in our experience, auditors have audited training organisations on “best practices” rather than compliance requirements. So, what requirements should the training organisations follow? Best practices or compliance requirements or both? To ensure compliance with the regulatory requirements, the regulatory body should clarify this.

Greater flexibility in delivering training and assessment

After COVID-19, we live in a world that requires a lot of flexibility in training and assessment, as well as the regulatory body’s ability to promote and regulate it.

Improving data collection and monitoring

Instead of focusing on tools that are outdated or do not meet client and employer satisfaction requirements, we should focus on tools that are current, reliable and useful.

Development of the new standards

Several of our previous editions has discussed the Department of Education and Training’s work on developing new standards for registered training organisations, which will be published next year. Before they become legislation, these standards should be released to the public so that industry stakeholders can provide feedback, as well as the regulatory body and the Department of Education and Training can receive feedback on their validity and usefulness.

The other topics included:

  • The delivery of high-quality training and assessment services
  • The regulatory body providing clear benchmarking
  • Auditors going through regular professional development training and moderation activities
  • Subjectivity that comes into play when auditing and monitoring compliance of training organisations
  • ASQA supports and validate their outcomes
  • The issues with finding minor administrative issues or issues those have no effect on student’s training and education as non-compliance
  • Assisting the sector and stakeholders in a collaborative manner

At the conference, representatives of ASQA took notes on the main points and promised to revisit them at one of the next IHEA conferences.

ASQA’s as a national training package assurance body

As part of the transition to the new arrangements, the Australian Skills Quality Authority (ASQA) will soon replace the assurance function of the Australian Industry and Skills Committee (AISC).

To ensure that students, employers, governments, and the community are confident in the integrity of national qualifications issued by the VET sector, the function will establish a robust approval process.

As a training product assurance body, ASQA has two key functions:

  • In order to recommend products for endorsement, training products must be assessed for compliance.
  • Supporting Industry Clusters in building capacity and improving the system of training product development by providing education and guidance.

For more information, please visit https://www.asqa.gov.au/training-package-assurance/about-training-package-assurance

A database of cheating websites has been updated through intelligence sharing.

TEQSA shared updated on information on suspected academic cheating service websites with Australia’s higher education sector 24 June 2022.

A database of 2,333 suspected commercial academic cheating service websites has been updated to include intelligence gathered by TEQSA staff. This globally accessible database includes 579 sites specifically targeting students at Australian higher education institutions. The goal is to help reduce the amount of academic cheating that takes place in the country.

Sharing this database will enable providers to block access to these websites from their institutional networks, and forms part of TEQSA’s ongoing partnership with the higher education sector to strengthen cultures of academic integrity and reduce the risk posed by illegal academic cheating services.

In addition to this intelligence sharing, TEQSA’s Higher Education Integrity Unit is finalising investigations into a number of the most-visited sites and expects to take enforcement action in the coming weeks.

The Australian Skills Quality Authority (ASQA) must work with the Tertiary Education Quality and Standards Agency (TEQSA) to update its list of websites that offer academic cheating services.

The database must include information on websites that offer essay writing services, assignment help services, and other academic cheating services.
ASQA must use this information to monitor these websites and take action where appropriate.

For more information, please read Intelligence sharing: updated cheating website database | Tertiary Education Quality and Standards Agency

An ASQA initiative called Pathways and Perspectives has been launched

The excellent initiatives that ASQA is taking to deliver information to the VET and RTO sectors are worthy of appreciation. They have recently begun a project called Pathways and Perspective, which is an effective technique of informing and communicating with the VET industry.

The community is provided with facts, insights, and noteworthy stories on the vocational education and training (VET) industry via the Pathways and Perspectives publication.

This document is designed in a visual format and provides an overview of the vocational education and training (VET) sector, including the opportunities VET sector creates as well as the key role it plays in the Australian economy.

For more information, please visit here.

What to do when legislation changes.

When a new law or regulation is enacted that affects the operation of training organisations in Australia, it is important to take steps to ensure compliance. Depending on the nature of the change, this may involve modifying existing policies and procedures, developing new ones, or both.

There are a number of ways to stay up-to-date on legislative changes:

1. Pay attention to announcements from relevant government agencies. For example, if a change is made to the National Vocational Education and Training Regulator Act 2011, the Australian Skills Quality Authority (ASQA) will likely issue a notice about it on its website.

2. Stay subscribed to email updates from bodies such as ASQA or other sector peak bodies. This way, you’ll be notified as soon as any changes are made to legislation that affects your training organisation.

3. Check sector-specific news sources regularly. For example, a number of websites include a section on regulatory updates, including CAQA.

4. Attend relevant events and conferences where updates are often provided.

5. Join relevant industry associations

6. It is always a good idea to consult with a legal professional if you have any questions or concerns about how a change in legislation may impact your business. They will be able to advise you on the best course of action moving forward.

7. Check the Australian Government’s Legislation Register regularly. This is the site where all changes to Commonwealth legislation are announced.

8. Stay informed about industry news and developments. Changes to legislation often come about as a result of wider changes in the sector or industry. By keeping up with news and developments, you’ll be in a better position to anticipate legislative changes that might affect your training organisation.

9. alk to other training organisations and sector bodies. Keeping in touch with others in your industry will help you stay abreast of legislative changes that might affect your training organisation.

10. Keep an eye on government consultations. The Australian Government often consults with industry and the public on proposed changes to legislation. By taking part in these consultations, you can have a say in the development of legislation that affects your training organisation.

It’s important to keep up-to-date on changes to legislation, as it can have a direct impact on your business. For example, new legislation may require you to change your training methods or materials. Ignoring legislative changes can put your business at risk of non-compliance.

If you’re not sure how a particular legislative change will affect your business, get in touch with a professional organisation or RTO consultants for advice. They’ll be able to provide you with guidance on how to stay compliant.

Once you are aware of a change, take the following steps:

  1. Review the new legislation and make sure you understand how it will impact your training organisation. Check the date the change comes into effect – make sure you are prepared in advance!
  2. Speak to your legal advisor or RTO compliance consultants to get guidance on how to comply with the new requirements.
  3. Assess and understand how the change will impact your organisation’s operations. This may require consulting with stakeholders such as staff, management, clients, or industry bodies. Decide if the change is something you need to comply with – some changes may not be relevant to your organisation.
  4. If you do need to comply with the change, develop a plan of action for how your organisation will do so. Determine what needs to be done to ensure compliance with the new law or regulation. This may involve modifying existing policies and procedures, developing new ones, or both. Organisations should then update their training materials and notify staff of the changes.
  5. Implement the necessary changes in a timely manner. Depending on the nature of the change, this may require training staff on the new procedures, updating client-facing materials such as changes on the marketing materials, training and assessment resources and materials, compliance and regulatory registers or making changes to internal systems, processes, procedures and operational guidelines.
  6. Communicate the changes to all relevant staff members and make sure they understand what is required of them under the new regime.
  7. Monitor compliance and make adjustments as needed. Once the changes have been put in place, it is important to monitor compliance and make any necessary adjustments. This may involve conducting audits, reviewing feedback from staff or clients, or modifying procedures as needed.
  8. Make any necessary tweaks or adjustments to ensure continued compliance.
  9. Keep up to date with any further changes that may come into effect, and repeat the process as necessary. Share your knowledge of the changes with others in your organisation, so that everyone is aware of the requirements.
  10. Seek professional help or advice if you are unsure about anything – it is better to be safe than sorry!

By taking these steps, you can ensure that your organisation is compliant with the latest legislation and able to continue operating smoothly.

Making sure your organisation is compliant with new legislation can be a challenge, but it’s essential for maintaining your accreditation. By taking the time to review the legislation and make the necessary changes, you can help ensure your organisation continues to provide quality training.

Set boundaries, establish guidelines, and work within them.

Organisations providing training services have a responsibility to ensure that their activities are carried out in a manner that is compliant with the expectations of the relevant regulatory bodies. This includes setting boundaries and establishing guidelines for staff and clients.

As a training organisation, it’s important to set boundaries and establish guidelines. This will help you stay within the parameters of your organisation, and ensure that you’re providing the best possible training service to your clients and staying compliant with the regulatory requirements according to the expectations of the regulatory bodies such as ASQA.

Some boundary setting may be required in order to:

  • Maintain a comprehensive policies and procedures framework
  • Maintain high-quality training services
  • Ensure legal and ethical compliance with organisational policies and external regulation
  • Facilitate positive working relationships between trainers, trainees and clients.
  • Organisational boundaries may include:
    • Physical space: Where is training allowed to take place? Are there any dangerous areas off-limits?
    • Time: What are the start and finish times for training sessions? Is there an allotted time for breaks?
    • Materials: What materials or equipment can be used during training? Are there any dangerous materials that should be avoided?
    • Behaviour: What behaviour is expected of trainers and trainees during training sessions? Are there any rules about speaking or interacting with others?

It’s important to communicate these boundaries to all involved in the training process so that everyone is clear on what is expected of them. By setting and enforcing these boundaries, you can help to ensure a safe, positive and productive learning environment for all.

There are a few things to keep in mind when setting boundaries and establishing guidelines:

The type of organisation you are running: What are the specific requirements of the regulatory body that you need to comply with? Are there any industry-specific standards that you need to adhere to?

Your clients: What are their expectations and needs? How can you best meet those needs within the confines of your organisation’s boundaries and guidelines?

Your staff: What do they need to know in order to carry out their roles effectively? What are their capabilities and limitations?

Your resources: What do you have available to you in terms of time, money and manpower? How can you make the most of what you have available?

Define the scope of your services. What kind of training do you offer? What are your areas of expertise? Make sure that you’re clear about what you can and cannot offer so that you can set the appropriate expectations with your clients.

Make sure your boundaries are realistic. If you set too many restrictions, you’ll likely find yourself unable to provide the training that your clients need. Likewise, if you set too few boundaries, you may find yourself overstepping your bounds and causing problems for your organisation.

Be clear about what your boundaries are. Your clients should know exactly what they can and cannot do during their training sessions. This will help them stay within the bounds of your organisation, and avoid any potential misunderstandings.

Enforce your boundaries. If you find that your clients are constantly pushing the limits of your boundaries, it’s important to take action. This may mean terminating their contract or providing them with a warning.

Communicate with your clients. Throughout the training process, it’s important to keep your clients updated on your boundaries and guidelines. This will help them stay informed, and avoid any potential surprises. Make sure that all your RTO stakeholders understand what your policies are and how they will be enforced. This will help them know what to expect from your service and avoid any surprises.

Be clear about your pricing. Make sure that your clients know how much your services cost so that there are no surprises down the road.

Follow up with your clients after they’ve attended a training session. Make sure that they’re satisfied with the service that they received and address any concerns that they may have.

By following these strategies, you can ensure that you’re setting appropriate boundaries and establishing clear guidelines for your training organisation. This will help you provide the best possible service to your clients, and avoid any potential problems.

If you have any questions about setting boundaries in your training organisation, please get in touch with us today. We’d be happy to help!

How trainers and assessors keep a training organisation compliant.

Organisations face many compliance risks, and a key part of managing these risks is ensuring that learners receive quality training according to the policies and procedures of the training organisation and set standards, guidelines and regulations set by the regulatory body and Australian Government. This is where trainers play a vital role in maintaining compliance within a training organisation.

As experts in adult learning theory and instructional design, trainers are uniquely positioned to develop, deliver and evaluate engaging and effective training programs that help learners understand the relevant concepts and topics.

The role of trainers in maintaining compliance is essential to ensuring that learners receive the best possible training experience. By maintaining a good relationship with learners and being familiar with the training organisation’s requirements, you can help to ensure that learners are able to comply with the training organisation’s rules and regulations. Additionally, by being familiar with the training organisation’s complaint procedures, you can help to ensure that any complaints that learners have are dealt with in a fair and transparent manner.

Use of compliant training and assessment materials

Make sure that the training materials you use are compliant with the latest requirements and standards. This includes ensuring that any third-party materials you use to meet these criteria too.

Training meets regulatory requirements and standards

Deliver training that meets the required standards. This means following the correct procedures and using approved methods and materials.

All assessments have been assessed fairly and accurately

As a trainer, it is your responsibility to ensure that all assessments are conducted fairly and correctly. This means that you must be able to identify any potential areas of non-compliance and take steps to address them. This includes adhering to the principles of assessment and rules of evidence.

Evaluate training on an ongoing basis

Evaluate training regularly to check that it is still meeting compliance requirements and standards. This may involve conducting audits, surveys or other reviews.

Participate in the learner and assessment validation sessions

Take action to address any areas of non-compliance.

This could involve changing the way training is delivered, updating materials or taking disciplinary action against employees who do not meet the required standards.

There are a number of ways that you can do this:

Keep up to date with changes in legislation and policy. This includes changes to government regulations, industry codes of practice and your organisation’s own policies. You can do this by subscribing to newsletters or alerts from relevant organisations, such as the Australian Skills Quality Authority (ASQA).

Make sure you understand the requirements of the legislation and policy. This includes understanding what the requirements are and how they apply to your specific situation.
Comply with the requirements of the legislation and policy. This includes ensuring that all training activities are carried out in accordance with the relevant legislation, codes of practice and organisational policies.

Monitor compliance with the legislation and policy. This includes regularly checking to ensure that training activities are being carried out in line with the relevant legislation, codes of practice and organisational policies.

Ensure that all assessors in your organisation are properly trained and qualified. This will ensure that they are familiar with the latest changes to the relevant regulations and standards and that they are able to conduct assessments accurately and fairly.

Take action to address any non-compliance with the legislation and policy. This includes taking steps to ensure that training activities are carried out in line with the relevant legislation, codes of practice and organisational policies.

By following these strategies, you can help to ensure that your organisation’s training activities are compliant with the relevant legislation, codes of practice and organisational policies.

The disadvantages of ASQA not following ISO auditing management systems

The Australian Skills Quality Authority (ASQA) is the national regulator for the vocational education and training (VET) sector. ASQA is responsible for ensuring that all VET providers in Australia meet the Standards for Registered Training Organisations (RTOs).

However, ASQA does not follow an international ISO audit and administration model, which could lead to problems with the quality of training provided by RTOs.

There are several disadvantages associated with ASQA not following an international ISO audit and administration model.

Some of the disadvantages of ASQA not following an international ISO audit and administration model include:

There is no guarantee that ASQA will identify all non-compliant RTOs. the entire auditing system is person-centred rather than system-centred. The same document can be made non-compliant by the same auditor just in a period of two months at another training organisation.

ASQA’s audit and administration procedures may not be as rigorous as those of other international regulators.

ASQA may not have the resources to effectively monitor all RTOs in Australia.

The lack of an international ISO audit and administration model could lead to problems with the recognition of Australian qualifications overseas. It is also difficult to compare the quality of services provided by different countries when they each have their own unique set of standards. This can make it difficult for businesses to know if they are getting the best possible service when they choose to work with an ASQA-registered organisation.

ASQA’s focus on compliance may result in it missing important quality issues that could impact on the delivery of training.

ASQA’s complaints handling procedures may not be as effective as those of other international regulators.

ASQA’s enforcement powers are limited compared to those of other international regulators.

ASQA’s structure and governance arrangements are complex and could be improved.

ASQA use consultants to audit RTOs who can work with the same organisation, after just a few months, questioning its impartiality and framework.

There is a lack of transparency around ASQA’s decision-making processes.

The lack of standardisation can also lead to inconsistencies in the way that ASQA-registered organisations are run, which can impact negatively on the quality of services provided

Finally, it can be more expensive to comply with multiple sets of standards than just one, which may impact on the affordability of ASQA registration for some organisations.

While ASQA is the national regulator for the VET sector, it does not follow an international ISO audit and administration model. This could lead to problems with the quality of training provided by RTOs in Australia.

ASQA’s model for self-assurance and reality

ASQA has published a new model for self-assurance that providers can use to improve their practices.

The new model should have set out the requirements for an effective self-assurance system and provided guidance on how providers can develop and implement such a system. However, what we can find online after extensive consultation and engagement that ASQA states it did in April and May 2022. It has very little information related to the self-assurance system. Yes, they have recently put a disclaimer work in progress but, after so much consultation the sector receives a diagram.

This diagram has effective training and assessment delivery and quality outcomes and achievements in its centre, surrounded by continuous improvement and four foundational elements such as leadership/governance; staff capability and development; student engagement and support; and industry and/or community engagement.

How is this diagram going to assist training organisations with a self-assurance framework?

A training organisation’s model for self-assurance should include the following components:

The organisation’s purpose, values and goals
The legal and regulatory environment in which the organisation operates
The organisation’s stakeholders and their expectations
The risks facing the organisation and its activities
The controls in place to mitigate those risks
The process for monitoring and reporting on risk and control effectiveness
The organisation’s culture and how it supports or detracts from effective risk management

  1. Governance and management arrangements that promote a culture of continuous improvement and learning, and that are aligned with the organisation’s strategic objectives;
  2. A robust quality management system that is regularly reviewed and updated in line with changes in the organisation’s operating environment;
  3. Clear accountability arrangements for all staff members, including clear lines of responsibility and reporting;
  4. Regular monitoring and evaluation of the effectiveness of training programmes and delivery methods;
  5. Continuous professional development opportunities for all staff members;
  6. A mechanism for dealing with complaints and feedback in a timely and effective manner;
  7. A commitment to maintaining high standards of customer service;
  8. Regular review and update of policies and procedures.

Organisations should have clear and specific training objectives that are aligned with their business goals. Instructional methods should be based on adult learning principles and be tailored to the needs of the learners. Resources should be sufficient to support the delivery of the training. The learning environment should be positive and conducive to learning. Finally, evaluation should be ongoing to ensure that the training is meeting its objectives. By incorporating these components into their self-assurance model, organisations can be confident that they are providing quality training that will meet the needs of their learners.

Organisations that have a well-developed model for self-assurance are more likely to be able to identify areas in which they can improve their performance and make the necessary changes to their operations. This, in turn, leads to improved outcomes for both the organisation and its clients.

When developing a model for self-assurance, organisations should consult with their stakeholders to ensure that it meets their needs and expectations. Stakeholders include clients, employees, regulators, and other interested parties.

Organisations should also seek feedback from their stakeholders on a regular basis to ensure that the model for self-assurance is fit for purpose and remains relevant. Feedback can be obtained through surveys, focus groups, or one-to-one meetings.

URL: https://www.asqa.gov.au/how-we-regulate/self-assurance/have-your-say-draft-self-assurance-model

We hope that ASQA’s new self-assurance model provides ultimately offers the training organisation with the requirements for an effective self-assurance system, as well as guidance on how to develop and implement such a system. The benefits of having an effective self-assurance system in place include improved quality of training and assessment delivered by the Provider, increased confidence in the Provider’s ability to meet ASQA’s Standards, and reduced risk of non-compliance with ASQA’s Standards.

Unrealistic timeframes of the regulatory body

The Australian Skills Quality Authority (ASQA) is the national regulatory body for the vocational education and training (VET) sector. ASQA’s primary role is to protect students and ensure that they receive high-quality training from registered training organisations (RTOs).

ASQA has a range of service standards that it strives to meet, including:

  • Providing clear and timely communication
  • Making fair and transparent decisions
  • Acting with integrity, professionalism and respect
  • Being open and accountable
  • Providing efficient and effective services.

However, recent reports have suggested that ASQA’s decision-making processes are often slow and bureaucratic, resulting in unrealistic timeframes for RTOs. This can create significant problems for RTOs, particularly small businesses, who may not have the resources to wait for a decision.
Addition to scope

ASQA’s unrealistic timeframes for adding new courses to its scope of registration are a major problem for providers.

The process for adding a new course to ASQA’s scope of registration is needlessly complicated and takes far too long. It can often take up to 6 months for ASQA to process an application, during which time the provider is unable to offer the course.

This is a major problem for providers, as it limits their ability to respond to market demand and offer new courses in a timely manner. It also puts them at a competitive disadvantage compared to other providers who are not subject to the same delays.

ASQA needs to streamline its process for adding new courses to its scope of registration, and reduce the timeframe to a matter of weeks, not months. This would allow providers to be more responsive to market demand and offer new courses in a timely manner.

It would also level the playing field with other providers who are not subject to the same delays.

ASQA’s slow decision-making process is a major problem for the VET sector. It is essential that ASQA improves its processes so that RTOs can continue to provide high-quality training to students.

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